Warburg Pincus International LLC

• Principal Place of Business

  Stirling Square

  5-7 Carlton Gardens

  London

  UK

  SW1Y 5AD

  UNITED KINGDOM

  Phone

  +4402073060306

  Web

  https://www.warburgpincus.com

• Complaints Contact

  450 Lexington Avenue

  New York

  New York

  10017

  UNITED STATES OF AMERICA

  Phone

  +12128789335

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Kanika Kumar

  IRN KXK01555

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (12 Jan 2017 to 8 Dec 2019)
• Karim Henry Makansi

  IRN KHM01025

  • CF30 Customer (28 Apr 2008 to 13 Feb 2009)
• Khashayarsha Ali Mohajerani

  IRN KAM01156

  • CF30 Customer (1 Feb 2012 to 31 Jan 2013)
• Konrad Morgan Stoebe

  IRN KMS01059

  • CF30 Customer (1 Nov 2007 to 31 Aug 2012)
  • CF21 Investment Adviser (10 Feb 2006 to 31 Oct 2007)
• Lora Giampetruzzi

  IRN LXG33240

  • SMF17 Money Laundering Reporting Officer (MLRO) (25 Jun 2020 to 15 Jul 2022)
• Luca Molinari

  IRN LXM01466

  • CF30 Customer (25 Apr 2008 to 31 Mar 2010)
• Luka Spoljaric

  IRN LXS01383

  • CF30 Customer (26 Nov 2007 to 1 Jul 2009)
• Lukasz Jacek Gawlik

  IRN LJG01083

  • CF30 Customer (10 Jan 2019 to 8 Dec 2019)
• Marco Francesco Gatti

  IRN MFG01056

  • CF30 Customer (31 Mar 2015 to 9 Nov 2018)
• Mark Anthony de Venecia

  IRN MAD01127

  • CF30 Customer (25 Apr 2008 to 28 Feb 2011)

No changes recorded yet.