Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF27 Partner (since 6 Jan 2020)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
  • KROLL SECURITIES LTD. (no longer approved here)

    FRN 466588

    • CF4 Partner (AR) (20 May 2019 to 2 Jan 2020)
    • CF30 Customer (20 May 2019 to 2 Jan 2020)
  • Corten Advisors UK LLP (no longer approved here)

    FRN 841842

    • Employed By (20 May 2019 to 2 Jan 2020)
  • Warburg Pincus International LLC (no longer approved here)

    FRN 121905

    • CF3 Chief Executive (24 Feb 2011 to 27 Jan 2017)
    • CF1 Director (24 Feb 2011 to 11 Aug 2016)
    • CF30 Customer (1 Nov 2007 to 27 Jan 2017)
    • CF21 Investment Adviser (8 Nov 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.