Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Corten Advisors UK LLP
FRN 911710
- SMF27 Partner (since 6 Jan 2020)
- [FCA CF] Significant management (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
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- CF4 Partner (AR) (20 May 2019 to 2 Jan 2020)
- CF30 Customer (20 May 2019 to 2 Jan 2020)
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- Employed By (20 May 2019 to 2 Jan 2020)
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- CF3 Chief Executive (24 Feb 2011 to 27 Jan 2017)
- CF1 Director (24 Feb 2011 to 11 Aug 2016)
- CF30 Customer (1 Nov 2007 to 27 Jan 2017)
- CF21 Investment Adviser (8 Nov 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.