Jatender Singh Aujla

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Preservation Capital Partners Limited

    FRN 846103

    • [FCA CF] Client dealing (since 12 Mar 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 5 Feb 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 5 Feb 2025)
    • CF11 Money Laundering Reporting (25 Sep 2019 to 8 Dec 2019)
    • CF1 Director (25 Sep 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (25 Sep 2019 to 8 Dec 2019)
    • CF3 Chief Executive (25 Sep 2019 to 8 Dec 2019)
    • CF30 Customer (25 Sep 2019 to 8 Dec 2019)
  • KHEPRI ADVISERS LIMITED (no longer approved here)

    FRN 692447

    • CF30 Customer (24 Oct 2017 to 31 Aug 2019)
    • CF1 Director (AR) (24 Oct 2017 to 31 Aug 2019)
  • Warburg Pincus International LLC (no longer approved here)

    FRN 121905

    • CF30 Customer (31 Mar 2015 to 31 May 2017)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (21 Dec 2005 to 10 Sep 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (16 Dec 2004 to 26 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.