Warburg Pincus International LLC

• Principal Place of Business

  Stirling Square

  5-7 Carlton Gardens

  London

  UK

  SW1Y 5AD

  UNITED KINGDOM

  Phone

  +4402073060306

  Web

  https://www.warburgpincus.com

• Complaints Contact

  450 Lexington Avenue

  New York

  New York

  10017

  UNITED STATES OF AMERICA

  Phone

  +12128789335

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Peter Hepburn Deming

  IRN PHD01037

  • CF30 Customer (1 Sep 2014 to 8 Dec 2019)
• Piyush Lalit Shukla

  IRN PLS01066

  • CF30 Customer (17 Sep 2008 to 27 Jan 2017)
• Rene Richard Obermann

  IRN RRO01008

  • [FCA CF] Client dealing (9 Dec 2019 to 13 Feb 2025)
  • CF30 Customer (5 Jun 2015 to 8 Dec 2019)
• Rianne Caroline Schipper-Kogel

  IRN RCS01153

  • [FCA CF] Client dealing (since 1 Jan 2022)
• Robert Brown Knauss

  IRN RBK01030

  • SMF16 Compliance Oversight (9 Dec 2019 to 1 Jun 2020)
  • CF10 Compliance Oversight (9 Jan 2017 to 8 Dec 2019)
  • CF29 Significant management (5 Sep 2016 to 8 Dec 2019)
• Robert Feuer

  IRN RXF01301

  • CF10 Compliance Oversight (10 Jun 2010 to 25 Aug 2012)
  • CF11 Money Laundering Reporting (10 Jun 2010 to 25 Aug 2012)
  • CF30 Customer (20 May 2008 to 25 Aug 2012)
• Scott Andrew Arenare

  IRN SAA01134

  • CF1 Director (20 Apr 2010 to 31 Dec 2013)
• Simon Turton

  IRN SXT01516

  • CF30 Customer (28 Apr 2008 to 30 Jun 2011)
• Simon William Begg

  IRN SWB01085

  • CF30 Customer (4 Feb 2009 to 6 Mar 2017)
• Simon William Caines Eyers

  IRN SWE01021

  • CF30 Customer (19 Aug 2012 to 29 Jan 2019)

No changes recorded yet.