Date authorised
1 April 2013
Companies House
FC014240
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Stirling Square
    5-7 Carlton Gardens
    London
    UK
    SW1Y 5AD
    UNITED KINGDOM
    Phone
    +4402073060306
  • Complaints Contact

    450 Lexington Avenue
    New York
    New York
    10017
    UNITED STATES OF AMERICA
    Phone
    +12128789335

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sina Oefinger

    IRN SXO00240

    • [FCA CF] Client dealing (since 1 Jan 2024)
  • Sophie Elise Hoas

    IRN SEH01087

    • CF30 Customer (1 Nov 2007 to 7 Dec 2007)
    • CF21 Investment Adviser (25 Jan 2006 to 31 Oct 2007)
  • Sotirios Ilias Gioulekas

    IRN SLG01063

    • CF30 Customer (1 Nov 2007 to 7 Mar 2008)
    • CF21 Investment Adviser (13 Jul 2007 to 31 Oct 2007)
  • Stephen John Coates

    IRN SJC01175

    • CF30 Customer (1 Nov 2007 to 1 Jan 2015)
    • CF21 Investment Adviser (12 Oct 2004 to 31 Oct 2007)
  • Steven Glenn

    IRN SXG02358

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (5 Sep 2016 to 8 Dec 2019)
  • Steven Klooster

    IRN SXK01627

    • CF30 Customer (17 Sep 2008 to 7 Mar 2013)
  • Syed, Faisal Jamil

    IRN SFJ01015

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (12 May 2018 to 8 Dec 2019)
  • Timothy Joseph Curt

    IRN TJC01184

    • CF1 Director (20 Apr 2010 to 11 Aug 2016)
  • Tobias Weidner

    IRN TXW00360

    • [FCA CF] Client dealing (since 2 Sep 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.