Warburg Pincus International LLC
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Stirling Square5-7 Carlton GardensLondonUKSW1Y 5ADUNITED KINGDOM- Phone
- +4402073060306
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Complaints Contact
450 Lexington AvenueNew YorkNew York10017UNITED STATES OF AMERICA- Phone
- +12128789335
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Eligible Counterparty, Professional
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Sina Oefinger
IRN SXO00240
- [FCA CF] Client dealing (since 1 Jan 2024)
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Sophie Elise Hoas
IRN SEH01087
- CF30 Customer (1 Nov 2007 to 7 Dec 2007)
- CF21 Investment Adviser (25 Jan 2006 to 31 Oct 2007)
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Sotirios Ilias Gioulekas
IRN SLG01063
- CF30 Customer (1 Nov 2007 to 7 Mar 2008)
- CF21 Investment Adviser (13 Jul 2007 to 31 Oct 2007)
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Stephen John Coates
IRN SJC01175
- CF30 Customer (1 Nov 2007 to 1 Jan 2015)
- CF21 Investment Adviser (12 Oct 2004 to 31 Oct 2007)
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Steven Glenn
IRN SXG02358
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (5 Sep 2016 to 8 Dec 2019)
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Steven Klooster
IRN SXK01627
- CF30 Customer (17 Sep 2008 to 7 Mar 2013)
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Syed, Faisal Jamil
IRN SFJ01015
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (12 May 2018 to 8 Dec 2019)
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Timothy Joseph Curt
IRN TJC01184
- CF1 Director (20 Apr 2010 to 11 Aug 2016)
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Tobias Weidner
IRN TXW00360
- [FCA CF] Client dealing (since 2 Sep 2024)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.