Simon William Begg

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Corten Advisors UK LLP
FRN 911710
- [FCA CF] Significant management (since 6 Jan 2020)
- SMF16 Compliance Oversight (since 6 Jan 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Jan 2020)
- SMF27 Partner (since 6 Jan 2020)
- [FCA CF] Client dealing (since 6 Jan 2020)
KROLL SECURITIES LTD. (no longer approved here)
FRN 466588
- CF30 Customer (5 Jun 2019 to 2 Jan 2020)
- CF4 Partner (AR) (5 Jun 2019 to 2 Jan 2020)
Corten Advisors UK LLP (no longer approved here)
FRN 841842
- Employed By (5 Jun 2019 to 2 Jan 2020)
Warburg Pincus International LLC (no longer approved here)
FRN 121905
- CF30 Customer (4 Feb 2009 to 6 Mar 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.