Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Elliott Advisors (UK) Limited
FRN 401411
- [FCA CF] Client dealing (since 31 Mar 2026)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- CF30 Customer (2 Aug 2017 to 8 Dec 2019)
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- CF10 Compliance Oversight (4 Sep 2012 to 9 Jan 2017)
- CF11 Money Laundering Reporting (4 Sep 2012 to 11 May 2017)
- CF30 Customer (12 Feb 2009 to 11 May 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.