Walter Scott & Partners Limited
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
Walter Scott & Partners Ltd1-3 Charlotte SquareEdinburghEdinburgh, City OfEH2 4DRUNITED KINGDOM- Phone
- +441312251357
-
Complaints Contact
Walter Scott & Partners Ltd1-3 Charlotte SquareEdinburghEdinburgh, City OfEH2 4DRUNITED KINGDOM- Phone
- +4401312251357
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
-
Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
-
Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
-
Manages Your Portfolio
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Gillian Margaret Baptie
IRN GMB01203
- CF30 Customer (1 Jun 2017 to 8 Dec 2019)
-
Gordon Inglis
IRN GXI00012
- [FCA CF] Significant management (since 9 Dec 2019)
-
Gordon Lindsay
IRN GXL00051
- [FCA CF] Significant management (since 9 Dec 2019)
-
Grant Stewart Blair
IRN GSB01107
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (2 Apr 2017 to 8 Dec 2019)
-
Gregor William Currie
IRN GXC12771
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (1 Apr 2019 to 8 Dec 2019)
-
Hanneke Smits
IRN HXS01165
- SMF13 Chair of the Nominations Committee (10 Dec 2020 to 10 Feb 2025)
- SMF12 Chair of the Remuneration Committee (10 Dec 2020 to 10 Feb 2025)
- SMF7 Group Entity Senior Manager (10 Dec 2020 to 10 Feb 2025)
-
Harry Stewart Gray
IRN HXG00253
- [FCA CF] Client dealing (since 26 Nov 2025)
-
Hilda Marina West
IRN HMW01018
- SMF24 Chief Operations (since 3 Jul 2023)
- [FCA CF] Material risk taker (1 Jan 2022 to 7 Jul 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 7 Jul 2025)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 7 Jul 2025)
- [FCA CF] Significant management (9 Dec 2019 to 7 Jul 2025)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
-
Ian Howie
IRN IXH01122
- CF30 Customer (1 Nov 2007 to 30 Apr 2014)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
-
Imtiaz Hussain
IRN IXH01454
- SMF5 Head of Internal Audit (6 Jun 2022 to 7 Aug 2024)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.