Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Insight Investment Management (Global) Limited (no longer approved here)

    FRN 119308

    • SMF5 Head of Internal Audit (6 Jun 2022 to 7 Aug 2024)
  • Newton Investment Management Limited (no longer approved here)

    FRN 119331

    • SMF5 Head of Internal Audit (6 Jun 2022 to 7 Aug 2024)
  • Walter Scott & Partners Limited (no longer approved here)

    FRN 122429

    • SMF5 Head of Internal Audit (6 Jun 2022 to 7 Aug 2024)
  • Insight Investment International Limited (no longer approved here)

    FRN 416024

    • SMF5 Head of Internal Audit (6 Jun 2022 to 7 Aug 2024)
  • The Bank of New York Mellon (no longer approved here)

    FRN 122467

    • [FCA CF] Significant management (1 Oct 2021 to 17 Feb 2022)
    • [FCA CF] Manager of certification employee (12 Dec 2018 to 8 Dec 2020)
    • [PRA CF] Managing a material risk taker (12 Dec 2018 to 8 Dec 2020)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2017 to 1 Oct 2021)
  • The Bank of New York Mellon (International) Limited (no longer approved here)

    FRN 183100

    • [FCA CF] Significant management (1 Oct 2021 to 17 Feb 2022)
    • [FCA CF] Manager of certification employee (12 Dec 2018 to 8 Dec 2020)
    • [PRA CF] Managing a material risk taker (12 Dec 2018 to 8 Dec 2020)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2017 to 1 Oct 2021)
  • PERSHING SECURITIES LIMITED (no longer approved here)

    FRN 146576

    • SMF5 Head of Internal Audit (9 Dec 2019 to 31 Jan 2022)
    • CF28 Systems and controls (3 Nov 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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