Walter Scott & Partners Limited

• Principal Place of Business

  Walter Scott & Partners Ltd

  1-3 Charlotte Square

  Edinburgh

  Edinburgh, City Of

  EH2 4DR

  UNITED KINGDOM

  Phone

  +441312251357

  Web

  https://www.walterscott.com

• Complaints Contact

  Walter Scott & Partners Ltd

  1-3 Charlotte Square

  Edinburgh

  Edinburgh, City Of

  EH2 4DR

  UNITED KINGDOM

  Phone

  +4401312251357

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• James Alexander Zegleman

  IRN JAZ01007

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (13 Feb 2012 to 8 Dec 2019)
• James Downie Smith

  IRN JDS01136

  • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2023)
  • CF30 Customer (13 Feb 2009 to 8 Dec 2019)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
• Jane Elisabeth Henderson

  IRN JXH01351

  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF3 Chief Executive (31 Dec 2009 to 8 Dec 2019)
  • CF1 Director (8 Jul 2008 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• Jane Elizabeth Henderson

  IRN JEH01102

  • CF30 Customer (1 Oct 2010 to 31 Dec 2016)
• Jane Ivinson

  IRN JXI00009

  • SMF7 Group Entity Senior Manager (since 11 Apr 2024)
• Jay Alexander McLeod

  IRN JXM01335

  • [FCA CF] Client dealing (since 20 Mar 2023)
• Jennifer Comeau Lord

  IRN JCL01136

  • CF30 Customer (1 Dec 2012 to 31 Oct 2016)
• Jeremy Benedict Kitchen

  IRN JBK01026

  • CF30 Customer (1 Nov 2007 to 5 Sep 2008)
  • CF27 Investment Management (30 Sep 2006 to 31 Oct 2007)
• John Clark

  IRN JXC01383

  • CF30 Customer (13 Feb 2009 to 28 Jun 2013)
  • CF1 Director (5 Oct 2004 to 1 Feb 2013)
  • CF2 Non Executive Director (1 Dec 2001 to 5 Oct 2004)
• John George Dent

  IRN JGD01076

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (17 Nov 2010 to 8 Dec 2019)

No changes recorded yet.