Walter Scott & Partners Limited

• Principal Place of Business

  Walter Scott & Partners Ltd

  1-3 Charlotte Square

  Edinburgh

  Edinburgh, City Of

  EH2 4DR

  UNITED KINGDOM

  Phone

  +441312251357

  Web

  https://www.walterscott.com

• Complaints Contact

  Walter Scott & Partners Ltd

  1-3 Charlotte Square

  Edinburgh

  Edinburgh, City Of

  EH2 4DR

  UNITED KINGDOM

  Phone

  +4401312251357

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• John Kenneth Rae

  IRN JXR00139

  • [FCA CF] Client dealing (since 27 Jan 2025)
• John Paterson Hunter Young

  IRN JPY01006

  • CF30 Customer (1 Oct 2008 to 31 Mar 2009)
• John Paul O'Meara

  IRN JPO01020

  • Director of firm who is not a certification employee or a SMF manager (since 1 Feb 2023)
• John Randolph Miller, Jr.

  IRN JXM10209

  • SMF7 Group Entity Senior Manager (9 Dec 2019 to 19 Aug 2020)
  • CF1 Director (27 Mar 2019 to 8 Dec 2019)
• Jonathan Dei Jeng Fu

  IRN JDF01073

  • CF27 Investment Management (6 Apr 2004 to 8 Aug 2007)
• Jonathan Michael Little

  IRN JML01069

  • CF1 Director (1 Dec 2009 to 30 Jul 2010)
  • CF2 Non Executive Director (27 Dec 2006 to 30 Nov 2009)
• Joseph Samuel Newman Friedland

  IRN JXF11735

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2022)
  • CF30 Customer (15 Mar 2019 to 8 Dec 2019)
• Justin Paul Atkinson

  IRN JPA01061

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (16 Nov 2016 to 8 Dec 2019)
• Kayhan Jafar-Shaghaghi

  IRN KXJ01380

  • CF30 Customer (12 Feb 2018 to 1 Jun 2018)
• Kayu Li-Ayto

  IRN KXL20642

  • SMF2 Chief Finance (since 3 Jan 2020)

No changes recorded yet.