Walter Scott & Partners Limited

• Principal Place of Business

  Walter Scott & Partners Ltd

  1-3 Charlotte Square

  Edinburgh

  Edinburgh, City Of

  EH2 4DR

  UNITED KINGDOM

  Phone

  +441312251357

  Web

  https://www.walterscott.com

• Complaints Contact

  Walter Scott & Partners Ltd

  1-3 Charlotte Square

  Edinburgh

  Edinburgh, City Of

  EH2 4DR

  UNITED KINGDOM

  Phone

  +4401312251357

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Keith Shaw Bilton

  IRN KSB01010

  • [FCA CF] Manager of certification employee (since 22 Feb 2023)
  • [FCA CF] Material risk taker (since 1 Jan 2022)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• Kenneth John Lyall

  IRN KJL01038

  • CF30 Customer (13 Feb 2009 to 13 Jun 2013)
  • CF1 Director (1 Dec 2001 to 13 Jun 2013)
• Kevin David Smith

  IRN KDS01051

  • CF30 Customer (1 Nov 2007 to 31 Mar 2009)
  • CF27 Investment Management (30 Sep 2006 to 31 Oct 2007)
• Kirsty Maclean

  IRN KXM00618

  • [FCA CF] Client dealing (28 Aug 2023 to 1 Mar 2024)
• Laura Catherine Clark

  IRN LCC01049

  • [FCA CF] Client dealing (9 Dec 2019 to 2 Aug 2024)
  • CF30 Customer (1 Jul 2017 to 8 Dec 2019)
• Lindsay Margaret Scott

  IRN LMS01072

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Jan 2026)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (30 Sep 2006 to 31 Oct 2007)
• Lucia Gibbard

  IRN LXG00316

  • [FCA CF] Client dealing (since 20 Nov 2023)
• Luke Laurence Robert Clare

  IRN LXC00237

  • [FCA CF] Client dealing (since 1 May 2021)
• Maajida Shariff

  IRN MXS01542

  • [FCA CF] Client dealing (28 Aug 2023 to 1 Mar 2024)
• Malcolm Henry Borthwick

  IRN MXB01364

  • [FCA CF] Significant management (since 27 May 2024)
  • [FCA CF] Material risk taker (since 27 May 2024)

No changes recorded yet.