John Randolph Miller, Jr.

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

BNY Mellon Investment Management EMEA Limited
FRN 119196
- SMF7 Group Entity Senior Manager (since 12 Feb 2025)
- Director of firm who is not a certification employee or a SMF manager (since 15 Jun 2021)
Insight Investment Management (Global) Limited
FRN 119308
- SMF7 Group Entity Senior Manager (since 23 Nov 2023)
Insight Investment International Limited
FRN 416024
- SMF7 Group Entity Senior Manager (since 23 Nov 2023)
Newton Investment Management Limited
FRN 119331
- SMF7 Group Entity Senior Manager (since 19 May 2023)
BENEFIT STREET PARTNERS LIMITED (no longer approved here)
FRN 196845
- Director of firm who is not a certification employee or a SMF manager (28 Sep 2021 to 1 Nov 2022)
Walter Scott & Partners Limited (no longer approved here)
FRN 122429
- SMF7 Group Entity Senior Manager (9 Dec 2019 to 19 Aug 2020)
- CF1 Director (27 Mar 2019 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.