Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Walter Scott & Partners Limited
FRN 122429
- SMF24 Chief Operations (since 3 Jul 2023)
- [FCA CF] Material risk taker (1 Jan 2022 to 7 Jul 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 7 Jul 2025)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 7 Jul 2025)
- [FCA CF] Significant management (9 Dec 2019 to 7 Jul 2025)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.