Walker Crips Financial Planning Limited

• Principal Place of Business

  Apollo House

  Eboracum Way

  York

  YO31 7RE

  UNITED KINGDOM

  Phone

  +441904544300

  Web

  https://www.wcgplc.co.uk

• Complaints Contact

  Apollo House

  Eboracum Way

  York

  YO31 7RE

  UNITED KINGDOM

  Phone

  +441904544300

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to non-mainstream regulated activities in respect of non-investment insurance contracts.

• Rodney Arnold Fitzgerald

  IRN RAF01059

  • CF1 Director (25 Nov 2016 to 6 Sep 2017)
• Russell Jeffrey Hirst

  IRN RJH00121

  • CF21 Investment Adviser (1 Dec 2001 to 4 May 2007)
• Sarah Joanna Lord

  IRN SJL01195

  • CF30 Customer (1 Mar 2008 to 30 Jan 2009)
  • CF1 Director (1 Mar 2008 to 30 Jan 2009)
• Scott Heslin

  IRN STH01044

  • [FCA CF] Functions requiring qualifications (6 Oct 2021 to 23 Mar 2022)
  • [FCA CF] Client dealing (6 Oct 2021 to 23 Mar 2022)
• Scott Palmer

  IRN SXP02265

  • [FCA CF] Functions requiring qualifications (5 Jan 2021 to 1 Dec 2023)
  • [FCA CF] Client dealing (5 Jan 2021 to 1 Dec 2023)
• Sean Kin Wai Lam

  IRN SKL01012

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (25 Sep 2017 to 8 Dec 2019)
• Simon Peter Cowley

  IRN SPC01190

  • [FCA CF] Client dealing (9 Dec 2019 to 25 Sep 2020)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Sep 2020)
  • CF30 Customer (18 Sep 2017 to 8 Dec 2019)
• Stuart Robert Fairhurst

  IRN SRF01037

  • CF30 Customer (7 May 2015 to 28 Jun 2019)
• Susan Catherine Grierson

  IRN SCG01033

  • CF30 Customer (29 May 2013 to 1 Oct 2019)
• Thomas Robert Bruce Stokes

  IRN TRS01082

  • CF30 Customer (6 Sep 2012 to 14 Nov 2014)

No changes recorded yet.