Sean Kin Wai Lam

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Walker Crips Financial Planning Limited
FRN 114778
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (25 Sep 2017 to 8 Dec 2019)
Walker Crips Investment Management Limited
FRN 226344
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF3 Chief Executive (15 Feb 2019 to 8 Dec 2019)
- CF8 Apportionment and Oversight (30 Jan 2007 to 31 Oct 2007)
- CF1 Director (5 Apr 2004 to 8 Dec 2019)
Ebor Trustees Limited
FRN 462002
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (25 Sep 2017 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.