Russell Jeffrey Hirst

• Assured Financial Planning Limited

  FRN 775199

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 11. Pension transfer specialist
  • [FCA CF] Client dealing (since 19 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 19 Dec 2020)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 19 Jun 2017)
  • [FCA CF] Manager of certification employee (19 Dec 2020 to 20 Dec 2020)
  • [FCA CF] Significant management (19 Dec 2020 to 20 Dec 2020)
  • [FCA CF] Proprietary trader (19 Dec 2020 to 20 Dec 2020)
  • CF30 Customer (19 Jun 2017 to 8 Dec 2019)
  • CF1 Director (19 Jun 2017 to 8 Dec 2019)
  • CF10 Compliance Oversight (19 Jun 2017 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (19 Jun 2017 to 8 Dec 2019)
  • Responsible for Insurance Mediation (19 Jun 2017 to 30 Sep 2018)
• Sense Network Limited (no longer approved here)

  FRN 465124

  • CF30 Customer (5 Mar 2012 to 26 Sep 2017)
  • CF1 Director (AR) (5 Mar 2012 to 26 Sep 2017)
• Walker Crips Financial Planning Limited (no longer approved here)

  FRN 114778

  • CF21 Investment Adviser (1 Dec 2001 to 4 May 2007)

No changes recorded yet.