Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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SMITH & PINCHING FINANCIAL SERVICES LIMITED
FRN 186616
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 22 Jul 2024)
- [FCA CF] Client dealing (since 22 Jul 2024)
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- [FCA CF] Client dealing (6 Oct 2021 to 23 Mar 2022)
- [FCA CF] Functions requiring qualifications (6 Oct 2021 to 23 Mar 2022)
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- CF30 Customer (27 Jan 2016 to 29 Oct 2018)
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- CF30 Customer (3 Apr 2013 to 3 May 2013)
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- Employed By (3 Apr 2013 to 3 May 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.