Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 22 Jul 2024)
    • [FCA CF] Client dealing (since 22 Jul 2024)
  • Walker Crips Financial Planning Limited (no longer approved here)

    FRN 114778

    • [FCA CF] Client dealing (6 Oct 2021 to 23 Mar 2022)
    • [FCA CF] Functions requiring qualifications (6 Oct 2021 to 23 Mar 2022)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF30 Customer (27 Jan 2016 to 29 Oct 2018)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (3 Apr 2013 to 3 May 2013)
  • Radcliffe and Newlands Ltd (no longer approved here)

    FRN 457283

    • Employed By (3 Apr 2013 to 3 May 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.