W1M Asset Management Limited

• Principal Place of Business

  16 Babmaes Street

  London

  Westminster

  SW1Y 6AH

  UNITED KINGDOM

  Phone

  +4402046172000

  Web

  https://www.w1m.com

• Complaints Contact

  16 Babmaes Street

  London

  Westminster

  SW1Y 6AH

  UNITED KINGDOM

  Phone

  +4402046172000

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Luke Ashton

  IRN LDA01010

  • CF30 Customer (2 Jan 2015 to 1 Apr 2016)
• Magnus Lennart Olsson

  IRN MLO01006

  • CF30 Customer (1 Nov 2007 to 17 Mar 2008)
  • CF27 Investment Management (24 Jun 2003 to 31 Oct 2007)
• Marc James Graveney

  IRN MXG00219

  • [FCA CF] Material risk taker (9 Dec 2019 to 16 Mar 2026)
• Mario Nicolaou

  IRN MXN01133

  • [FCA CF] Client dealing (9 Dec 2019 to 7 Aug 2020)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 Aug 2020)
  • CF30 Customer (3 Oct 2017 to 8 Dec 2019)
  • CF27 Investment Management (24 Feb 2005 to 12 Dec 2006)
• Mark James Estcourt

  IRN MJE00023

  • CF30 Customer (19 Nov 2012 to 25 Jan 2017)
• Martin William Shipp

  IRN MXS00414

  • [FCA CF] Client dealing (since 6 Aug 2020)
  • [FCA CF] Functions requiring qualifications (6 Aug 2020 to 16 Mar 2026)
• Massimo Todaro

  IRN MXT01149

  • CF27 Investment Management (9 Aug 2004 to 24 Mar 2005)
• Matthew Peter Farrell

  IRN MPF01043

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Mayur Kantilal Lakhani

  IRN MXL01460

  • [FCA CF] Client dealing (9 Dec 2019 to 17 Jun 2020)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 17 Jun 2020)
  • CF30 Customer (21 Mar 2019 to 8 Dec 2019)
• Michael Allen

  IRN MXA02156

  • SMF3 Executive Director (since 31 Jul 2024)

• SPA ETF Europe Ltd (no longer appointed)

  FRN 469855 · Appointed 4 Jul 2007 · Until 6 Dec 2010

No changes recorded yet.