Massimo Todaro

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Ucapital Asset Management LLP (no longer approved here)
FRN 477155
- CF30 Customer (27 Oct 2011 to 9 Jan 2012)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- CF30 Customer (1 Nov 2007 to 1 Apr 2011)
- CF21 Investment Adviser (5 Apr 2005 to 31 Oct 2007)
- CF27 Investment Management (5 Apr 2005 to 31 Oct 2007)
W1M Asset Management Limited (no longer approved here)
FRN 143286
- CF27 Investment Management (9 Aug 2004 to 24 Mar 2005)
Blackfriars Asset Management Limited (no longer approved here)
FRN 180892
- CF27 Investment Management (1 Dec 2001 to 16 Apr 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.