Vision Independent Financial Planning Ltd

Date authorised
1 April 2013
Companies House
06650476
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Vision House
    Unit 6a
    Falmouth Business Park
    Bickland Water Road
    Falmouth
    Cornwall
    TR11 4SZ
    UNITED KINGDOM
    Phone
    +441326210904
    Web
    https://www.visionifp.co.uk

  • Complaints Contact

    Vision House
    Unit 6a
    Falmouth Business Park
    Bickland Water Road
    Falmouth
    Cornwall
    TR11 4SZ
    UNITED KINGDOM
    Phone
    +441326210904

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Buy-to-Let Start Date

  • Buy-to-Let End Date

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling which is provided in connection with advice on Investments (including Pensions)
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexander Shairp

    IRN AXS21486

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 22 Nov 2022)
    • CF30 Customer (since 21 Nov 2022)
    • CF1 Director (AR) (since 21 Nov 2022)
  • Alexander Tom Green

    IRN ATG01023

    • CF1 Director (AR) (14 Apr 2022 to 1 Mar 2024)
    • CF30 Customer (14 Apr 2022 to 1 Mar 2024)
    • Appointed representative dealing with clients for which they require qualification (14 Apr 2022 to 1 Mar 2024)
  • Alexander William Palmer-Samborne

    IRN AWP01056

    • CF30 Customer (28 Jun 2010 to 3 Jun 2011)
  • Alison Cockburn

    IRN AXC00760

    • Appointed representative dealing with clients for which they require qualification (9 May 2022 to 31 Jan 2023)
    • CF30 Customer (9 May 2022 to 31 Jan 2023)
  • Allan Michael Williams

    IRN AMW00026

    • CF1 Director (AR) (7 Nov 2012 to 29 Nov 2017)
    • CF30 Customer (9 May 2011 to 7 Jan 2013)
  • Amarjit Singh Bansal

    IRN ASB01066

    • CF30 Customer (7 May 2015 to 18 Feb 2018)
    • CF1 Director (AR) (7 May 2015 to 18 Feb 2018)
  • Andrew Birch

    IRN AJB01442

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 8 Oct 2014)
    • CF1 Director (AR) (since 8 Oct 2014)
  • Andrew EDGAR

    IRN AJE01142

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Feb 2023)
    • CF30 Customer (13 Sep 2019 to 28 Feb 2023)
  • Andrew James Neale Yonge

    IRN AJY00002

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 3 Apr 2023)
    • CF30 Customer (since 3 Apr 2023)
    • CF1 Director (AR) (since 3 Apr 2023)
  • Andrew John Collett

    IRN AXC01563

    • CF1 Director (AR) (12 Mar 2021 to 1 Jul 2021)
    • CF30 Customer (12 Mar 2021 to 1 Jul 2021)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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