Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Nott Pybus & Associates Limited
FRN 147535
- 11. Pension transfer specialist
- 17. Administrative functions in relation to managing investments
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- CF1 Director (AR) (since 3 Apr 2023)
- Appointed representative dealing with clients for which they require qualification (since 3 Mar 2023)
- [FCA CF] Functions requiring qualifications (since 2 Mar 2023)
- CF30 Customer (since 1 Mar 2023)
- CF30 Customer (2 Jan 2013 to 8 Dec 2019)
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AJE Wealth Management Limited
FRN 994223
- (1)Employed By (since 3 Apr 2023)
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JLM Network Wealth Limited
FRN 991615
- (4)Employed By (since 1 Mar 2023)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Feb 2023)
- CF30 Customer (13 Sep 2019 to 28 Feb 2023)
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- (1)Employed By (13 Sep 2019 to 28 Feb 2023)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at JLM Network Wealth Limited
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controlled function added: (4)Employed By at JLM Network Wealth Limited
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controlled function removed: Employed By at AJE Wealth Management Limited
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controlled function added: (1)Employed By at AJE Wealth Management Limited