Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 11. Pension transfer specialist
    • 17. Administrative functions in relation to managing investments
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF1 Director (AR) (since 3 Apr 2023)
    • Appointed representative dealing with clients for which they require qualification (since 3 Mar 2023)
    • [FCA CF] Functions requiring qualifications (since 2 Mar 2023)
    • CF30 Customer (since 1 Mar 2023)
    • CF30 Customer (2 Jan 2013 to 8 Dec 2019)
    • (1)Employed By (since 3 Apr 2023)
    • (4)Employed By (since 1 Mar 2023)
  • Vision Independent Financial Planning Ltd (no longer approved here)

    FRN 487395

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Feb 2023)
    • CF30 Customer (13 Sep 2019 to 28 Feb 2023)
  • NP Vision Wealth Management Ltd (no longer approved here)

    FRN 809102

    • (1)Employed By (13 Sep 2019 to 28 Feb 2023)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at JLM Network Wealth Limited

  2. controlled function added: (4)Employed By at JLM Network Wealth Limited

  3. controlled function removed: Employed By at AJE Wealth Management Limited

  4. controlled function added: (1)Employed By at AJE Wealth Management Limited