Vintage Wealth Management Limited

• Principal Place of Business

  Vintage Wealth

  Fairchild House

  Redbourne Avenue

  London

  Barnet

  N3 2BP

  UNITED KINGDOM

  Phone

  +4402083713111

  Web

  https://www.vintagewealth.co.uk

• Complaints Contact

  Vintage Wealth

  Fairchild House

  Redbourne Avenue

  London

  Barnet

  N3 2BP

  UNITED KINGDOM

  Phone

  +4402083713111

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Joshua Aaron Pomerance

  IRN JXP22975

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • CF30 Customer (since 1 Nov 2019)
• Kalpesh Shah

  IRN KXS00004

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Jul 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 1 Jul 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jul 2025)
  • CF30 Customer (14 Jun 2017 to 27 Aug 2025)
• Katy Louise Sanderson

  IRN KLS01079

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • CF30 Customer (since 7 Feb 2018)
• Keith Trevor Galgut

  IRN KTG00002

  • CF30 Customer (19 Mar 2014 to 21 Feb 2019)
• Kevin Mullarkey

  IRN KFM00002

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Jan 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Jan 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jan 2021)
  • CF30 Customer (23 Jan 2014 to 30 Jan 2021)
• Lee Elliott Pittal

  IRN LEP00002

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF3 Executive Director (since 21 Nov 2024)
  • [FCA CF] Client dealing (since 2 Jan 2024)
  • [FCA CF] Functions requiring qualifications (since 2 Jan 2024)
• Loredana Ioana Maria Bacterova

  IRN LIB00010

  • CF30 Customer (6 Sep 2017 to 29 Jun 2018)
• Lorraine Kruger

  IRN LXK00085

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • CF30 Customer (since 23 May 2023)
  • [FCA CF] Functions requiring qualifications (since 26 Sep 2022)
  • [FCA CF] Client dealing (since 26 Sep 2022)
  • [FCA CF] Client dealing (17 May 2021 to 23 Nov 2021)
  • [FCA CF] Functions requiring qualifications (17 May 2021 to 23 Nov 2021)
• Mark Simon Mann

  IRN MSM00009

  • CF1 Director (AR) (10 Mar 2014 to 21 Feb 2019)
  • CF30 Customer (10 Mar 2014 to 21 Feb 2019)
• Martyn Sydney Pizer

  IRN MXP12863

  • SMF3 Executive Director (9 Dec 2019 to 1 Jan 2021)
  • CF1 Director (27 Nov 2019 to 8 Dec 2019)

• Simmons Gainsford Financial Services Limited (no longer appointed)

  FRN 449588 · Appointed 25 Sep 2013 · Until 12 Mar 2014

No changes recorded yet.