Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Simmons Gainsford Financial Services Limited
FRN 449588
- (16)Employed By (since 21 Feb 2020)
-
Vintage Wealth Management Limited
FRN 593380
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (since 1 Nov 2019)
-
Gravita Wealth Limited
FRN 192082
- (14)Employed By (since 20 Nov 2019)
-
BKL Wealth Management Limited
FRN 607954
- Employed By (since 20 Nov 2019)
-
- (3)Employed By (27 Apr 2021 to 12 May 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.