Keith Trevor Galgut

Last updated
5 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Zodiac Wealth Management Limited

    FRN 976075

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 22 Apr 2024)
    • [FCA CF] Client dealing (since 22 Apr 2024)
  • Wealthwise Financial Solutions Ltd

    FRN 937742

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 19 Jan 2021)
    • [FCA CF] Client dealing (19 Jan 2021 to 7 May 2025)
  • Finli (G&P) Ltd (no longer approved here)

    FRN 142752

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Dec 2021)
    • CF30 Customer (18 Feb 2019 to 31 Dec 2021)
  • Vintage Wealth Management Limited (no longer approved here)

    FRN 593380

    • CF30 Customer (19 Mar 2014 to 21 Feb 2019)
  • Finli (GPHerts) Ltd (no longer approved here)

    FRN 615821

    • (5)Employed By (19 Mar 2014 to 21 Feb 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (5)Employed By at Finli (GPHerts) Ltd