Vintage Wealth Management Limited

• Principal Place of Business

  Vintage Wealth

  Fairchild House

  Redbourne Avenue

  London

  Barnet

  N3 2BP

  UNITED KINGDOM

  Phone

  +4402083713111

  Web

  https://www.vintagewealth.co.uk

• Complaints Contact

  Vintage Wealth

  Fairchild House

  Redbourne Avenue

  London

  Barnet

  N3 2BP

  UNITED KINGDOM

  Phone

  +4402083713111

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Dean Alexander James Kidd-Inglis

  IRN DXK00372

  • SMF16 Compliance Oversight (since 18 Jul 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 18 Jul 2024)
• Debra Cornell

  IRN DXS01616

  • [FCA CF] Functions requiring qualifications (17 Mar 2023 to 12 May 2023)
• Edward Anthony Merrett Hands

  IRN EAH01022

  • SMF3 Executive Director (8 Nov 2024 to 14 Jan 2026)
• Edwin Gerald Herman

  IRN EXH00019

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • Appointed representative dealing with clients for which they require qualification (since 17 Aug 2021)
  • CF30 Customer (since 16 Aug 2021)
  • [FCA CF] Client dealing (since 16 Apr 2021)
  • [FCA CF] Functions requiring qualifications (since 16 Apr 2021)
• Elaine Snow

  IRN EXS01117

  • CF30 Customer (3 Mar 2014 to 21 Feb 2019)
• Elliot Keith Simberg

  IRN EKS00003

  • [FCA CF] Client dealing (9 Dec 2019 to 21 Apr 2023)
  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 6 Mar 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2023)
  • CF30 Customer (25 Sep 2015 to 21 Apr 2023)
• Elliot Samuel Gothold

  IRN ESG01018

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • CF30 Customer (since 18 Oct 2024)
  • [FCA CF] Functions requiring qualifications (since 23 Jul 2024)
• Elliot Scott Clark

  IRN ESC01032

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 28 Mar 2025)
  • [FCA CF] Client dealing (since 28 Mar 2025)
• Elliott Scott Allen

  IRN EXA22791

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 19 Mar 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 19 Mar 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Mar 2021)
  • CF30 Customer (31 Oct 2019 to 19 Mar 2021)
• Gary Neil Briggs

  IRN GXB00002

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 Mar 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 24 Mar 2021)
  • CF30 Customer (16 May 2017 to 8 Dec 2019)

• Simmons Gainsford Financial Services Limited (no longer appointed)

  FRN 449588 · Appointed 25 Sep 2013 · Until 12 Mar 2014

No changes recorded yet.