Vendome Asset Management Limited

Date authorised
1 July 2013
Companies House
08233335
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    23 Berkeley Square
    London
    W1J 6HE
    UNITED KINGDOM
    Phone
    +442077696780

  • Complaints Contact

    23 Berkeley Square
    London
    W1J 6HE
    UNITED KINGDOM
    Phone
    +442077696780

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Professional

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher Michael Rubin

    IRN CMR01111

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (1 Jul 2013 to 8 Dec 2019)
    • CF1 Director (1 Jul 2013 to 8 Dec 2019)
  • John Edward Ruppert

    IRN JER01085

    • [FCA CF] CASS oversight function (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF1 Director (10 Apr 2018 to 28 Sep 2018)
    • CF10 Compliance Oversight (22 Aug 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (22 Aug 2017 to 8 Dec 2019)
  • Richard Stuart MacIntyre

    IRN RSM01057

    • CF1 Director (AR) (3 Oct 2013 to 29 Jun 2017)
    • CF3 Chief Executive (AR) (3 Oct 2013 to 29 Jun 2017)
    • CF10 Compliance Oversight (1 Jul 2013 to 29 Jun 2017)
    • CF11 Money Laundering Reporting (1 Jul 2013 to 29 Jun 2017)
    • CF30 Customer (1 Jul 2013 to 29 Jun 2017)
    • CF1 Director (1 Jul 2013 to 29 Jun 2017)
  • Simon John Currie

    IRN SJC01250

    • CF30 Customer (14 Aug 2013 to 12 Aug 2015)
    • CF1 Director (AR) (14 Aug 2013 to 12 Aug 2015)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.