Simon John Currie

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Brick Lane Capital Management Limited

    FRN 668069

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF1 Director (AR) (14 Jan 2016 to 5 Dec 2017)
    • CF11 Money Laundering Reporting (23 Apr 2015 to 8 Dec 2019)
    • CF1 Director (23 Apr 2015 to 8 Dec 2019)
    • CF30 Customer (23 Apr 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (23 Apr 2015 to 8 Dec 2019)
  • Vendome Asset Management Limited (no longer approved here)

    FRN 595869

    • CF30 Customer (14 Aug 2013 to 12 Aug 2015)
    • CF1 Director (AR) (14 Aug 2013 to 12 Aug 2015)
  • Creditex Brokerage LLP (no longer approved here)

    FRN 441360

    • CF30 Customer (1 Feb 2011 to 10 May 2013)
  • GFI Securities Limited (no longer approved here)

    FRN 184801

    • CF30 Customer (1 Nov 2007 to 20 Dec 2010)
    • CF26 Customer Trading (10 Aug 2005 to 31 Oct 2007)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • CF26 Customer Trading (1 Dec 2001 to 31 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.