John Edward Ruppert

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Vendome Asset Management Limited
FRN 595869
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- [FCA CF] CASS oversight function (since 9 Dec 2019)
- CF1 Director (10 Apr 2018 to 28 Sep 2018)
- CF11 Money Laundering Reporting (22 Aug 2017 to 8 Dec 2019)
- CF10 Compliance Oversight (22 Aug 2017 to 8 Dec 2019)
Edmond de Rothschild Asset Management (UK) Limited (no longer approved here)
FRN 578074
- CF10 Compliance Oversight (8 Aug 2012 to 1 Oct 2015)
- CF11 Money Laundering Reporting (8 Aug 2012 to 30 Jun 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.