Richard Stuart MacIntyre

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hamilton Stuart Capital Ltd

    FRN 778937

    • [FCA CF] Client dealing (since 9 Dec 2020)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (3 Jul 2017 to 8 Dec 2019)
    • CF1 Director (3 Jul 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (3 Jul 2017 to 8 Dec 2019)
    • CF3 Chief Executive (3 Jul 2017 to 8 Dec 2019)
    • CF30 Customer (3 Jul 2017 to 8 Dec 2019)
  • Vendome Asset Management Limited (no longer approved here)

    FRN 595869

    • CF1 Director (AR) (3 Oct 2013 to 29 Jun 2017)
    • CF3 Chief Executive (AR) (3 Oct 2013 to 29 Jun 2017)
    • CF11 Money Laundering Reporting (1 Jul 2013 to 29 Jun 2017)
    • CF30 Customer (1 Jul 2013 to 29 Jun 2017)
    • CF1 Director (1 Jul 2013 to 29 Jun 2017)
    • CF10 Compliance Oversight (1 Jul 2013 to 29 Jun 2017)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (1 Dec 2001 to 24 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.