Date authorised
5 September 2016
Companies House
09798466
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    21 Knightsbridge
    London
    SW1X 7LY
    UNITED KINGDOM
    Phone
    +4402039412900
  • Complaints Contact

    21 Knightsbridge
    London
    SW1X 7LY
    UNITED KINGDOM
    Phone
    +4402039412900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michel De Pinto

    IRN MXD02101

    • [FCA CF] Client dealing (19 Sep 2023 to 6 May 2025)
    • CF30 Customer (26 Oct 2018 to 8 Dec 2019)
  • Mohammad Khalid Atahar Khan

    IRN MXA00667

    • CF30 Customer (2 Jan 2024 to 4 Jun 2024)
    • Appointed representative dealing with clients for which they require qualification (15 Nov 2021 to 10 Jul 2023)
  • Nicola Cecilia Boyd

    IRN NCW01048

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Dec 2025)
    • CF11 Money Laundering Reporting (5 Sep 2016 to 2 Oct 2018)
    • CF10 Compliance Oversight (5 Sep 2016 to 2 Oct 2018)
  • Oumar Diallo

    IRN OXD01058

    • CF1 Director (AR) (8 Jul 2020 to 4 Jun 2024)
    • CF30 Customer (8 Jul 2020 to 13 Jun 2024)
  • Patrick Daniel Karim Ghali

    IRN PDG01050

    • CF2 Non Executive Director (26 Jul 2017 to 8 Dec 2019)
  • Robert Alexander Mark Winter

    IRN RAW01091

    • [FCA CF] Client dealing (1 Jan 2022 to 11 Jan 2024)
  • Sebastien Delcourt

    IRN SXD01276

    • CF30 Customer (26 Oct 2020 to 19 Sep 2023)
  • Shao Tyng Foo

    IRN SXF00329

    • CF30 Customer (3 Oct 2023 to 4 Jun 2024)
    • Appointed representative dealing with clients for which they require qualification (1 Aug 2021 to 10 Jul 2023)
  • Soroosh Shambayati

    IRN SXS01498

    • CF2 Non Executive Director (AR) (7 Oct 2020 to 4 Jun 2024)
  • Sriram Natarajan

    IRN SXN01177

    • CF30 Customer (3 Oct 2019 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.