Soroosh Shambayati

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Vedra Partners Limited (no longer approved here)
FRN 745263
- CF2 Non Executive Director (AR) (7 Oct 2020 to 4 Jun 2024)
AlTi Wealth Management (UK) Limited (no longer approved here)
FRN 541713
- CF1 Director (7 Mar 2016 to 3 Sep 2018)
AlTi RE Limited (no longer approved here)
FRN 582903
- CF1 Director (7 Mar 2016 to 3 Sep 2018)
- CF30 Customer (22 May 2013 to 8 Dec 2019)
Nomura Bank International Plc. (no longer approved here)
FRN 204419
- CF30 Customer (15 Jul 2009 to 12 Aug 2011)
Nomura International Plc (no longer approved here)
FRN 124422
- CF30 Customer (12 Nov 2008 to 12 Aug 2011)
Citibank, N.A. (no longer approved here)
FRN 124704
- CF21 Investment Adviser (27 Mar 2002 to 21 Jul 2006)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF21 Investment Adviser (1 Dec 2001 to 21 Jul 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.