Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Sussex Partners UK Ltd
FRN 448384
- [FCA CF] Client dealing (since 29 Jan 2025)
- SMF1 Chief Executive (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (15 May 2006 to 31 Oct 2007)
- CF8 Apportionment and Oversight (15 May 2006 to 31 Oct 2007)
- CF3 Chief Executive (15 May 2006 to 8 Dec 2019)
- CF1 Director (15 May 2006 to 24 Jul 2013)
- CF10 Compliance Oversight (15 May 2006 to 16 Apr 2010)
- CF11 Money Laundering Reporting (15 May 2006 to 16 Apr 2010)
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- CF2 Non Executive Director (26 Jul 2017 to 8 Dec 2019)
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- CF21 Investment Adviser (14 May 2003 to 31 Oct 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.