Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 29 Jan 2025)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (15 May 2006 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (15 May 2006 to 31 Oct 2007)
    • CF3 Chief Executive (15 May 2006 to 8 Dec 2019)
    • CF1 Director (15 May 2006 to 24 Jul 2013)
    • CF10 Compliance Oversight (15 May 2006 to 16 Apr 2010)
    • CF11 Money Laundering Reporting (15 May 2006 to 16 Apr 2010)
  • Vedra Partners Limited (no longer approved here)

    FRN 745263

    • CF2 Non Executive Director (26 Jul 2017 to 8 Dec 2019)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF21 Investment Adviser (14 May 2003 to 31 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.