Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Dec 2025)
    • CF10 Compliance Oversight (5 Sep 2016 to 2 Oct 2018)
    • CF11 Money Laundering Reporting (5 Sep 2016 to 2 Oct 2018)
  • LumX Asset Management (U.K.) Limited (no longer approved here)

    FRN 195960

    • CF11 Money Laundering Reporting (7 Mar 2014 to 12 Jan 2016)
    • CF10 Compliance Oversight (6 Sep 2011 to 2 Apr 2013)
    • CF1 Director (15 Jan 2008 to 1 Dec 2011)

Recent activity

Updates to this individual's record on the FCA register.

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