Date authorised
1 April 2013
Companies House
05956237
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Foundry
    77 Fulham Palace Road
    London
    W6 8JA
    UNITED KINGDOM
    Phone
    +442078983783
  • Complaints Contact

    The Foundry
    77 Fulham Palace Road
    London
    W6 8JA
    UNITED KINGDOM
    Phone
    +442078983783

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Unable to hold financial instruments for own account unless it meets the 'matched principal exemption conditions' in the FSA's Glossary of defined expressions used in the FSA's Handbook
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Hugh Joseph McGregor

    IRN HJM01086

    • CF1 Director (31 Aug 2011 to 17 Jan 2012)
  • Johan Mathias Wikberg

    IRN JMW01245

    • CF1 Director (10 Oct 2014 to 22 Dec 2014)
    • CF29 Significant management (21 Feb 2014 to 22 Dec 2014)
    • CF30 Customer (21 Feb 2014 to 22 Dec 2014)
  • John Dominic Burns

    IRN JDB01244

    • CF1 Director (24 Feb 2010 to 5 Aug 2011)
  • Maria Kalachnikova

    IRN MXK01618

    • CF30 Customer (22 Feb 2010 to 30 Jun 2010)
  • Maurizio Zavalloni

    IRN MXZ00032

    • [FCA CF] Client dealing (12 Mar 2021 to 28 Jun 2025)
  • Michael Chandler Carter Jr

    IRN MCC01135

    • CF1 Director (10 Nov 2008 to 24 Oct 2011)
  • Michael Francis Costello

    IRN MFC01065

    • CF1 Director (16 Nov 2012 to 4 Dec 2013)
    • CF30 Customer (29 Mar 2010 to 4 Dec 2013)
  • Michael Sauer

    IRN MXS02295

    • CF1 Director (6 Nov 2007 to 14 Jan 2009)
  • Natalya Ermolitskaya

    IRN NXE01141

    • [FCA CF] Client dealing (since 29 Dec 2025)
  • Nigel David Bullock

    IRN NDB01022

    • CF10 Compliance Oversight (6 Nov 2007 to 31 Jan 2010)
    • CF3 Chief Executive (6 Nov 2007 to 31 Jan 2010)
    • CF30 Customer (6 Nov 2007 to 31 Jan 2010)
    • CF11 Money Laundering Reporting (6 Nov 2007 to 31 Jan 2010)
    • CF1 Director (6 Nov 2007 to 31 Jan 2010)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.