Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Wainbridge Limited
FRN 590377
- [FCA CF] Client dealing (since 26 Apr 2021)
- [FCA CF] Significant management (since 26 Apr 2021)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF10 Compliance Oversight (2 Nov 2017 to 8 Dec 2019)
- CF11 Money Laundering Reporting (2 Nov 2017 to 8 Dec 2019)
- CF30 Customer (18 Aug 2016 to 8 Dec 2019)
- CF1 Director (10 Aug 2016 to 8 Dec 2019)
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- CF30 Customer (22 Feb 2010 to 30 Jun 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.