Date authorised
1 April 2013
Companies House
05956237
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Foundry
    77 Fulham Palace Road
    London
    W6 8JA
    UNITED KINGDOM
    Phone
    +442078983783
  • Complaints Contact

    The Foundry
    77 Fulham Palace Road
    London
    W6 8JA
    UNITED KINGDOM
    Phone
    +442078983783

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Unable to hold financial instruments for own account unless it meets the 'matched principal exemption conditions' in the FSA's Glossary of defined expressions used in the FSA's Handbook
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Perry Christopher Wilson

    IRN PCW01036

    • CF30 Customer (18 Jun 2013 to 13 Mar 2014)
  • Rupert James Preece

    IRN RJP01126

    • CF30 Customer (8 May 2013 to 16 Dec 2013)
  • Ruslan Sibaev

    IRN RXS01918

    • [FCA CF] Client dealing (since 5 Nov 2024)
    • SMF1 Chief Executive (12 Mar 2025 to 31 Oct 2025)
    • [FCA CF] Client dealing (13 Feb 2023 to 11 Sep 2023)
  • Stefano Resegotti

    IRN SXR01778

    • SMF1 Chief Executive (since 29 Dec 2025)
    • [FCA CF] Client dealing (since 12 Mar 2021)
    • SMF16 Compliance Oversight (since 26 Mar 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 26 Mar 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (9 Dec 2019 to 13 Mar 2025)
    • CF28 Systems and controls (18 Oct 2010 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (18 Oct 2010 to 16 Nov 2017)
    • CF1 Director (18 Oct 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (18 Oct 2010 to 12 Jun 2017)
    • CF3 Chief Executive (18 Oct 2010 to 8 Dec 2019)
    • CF30 Customer (7 Jul 2010 to 8 Dec 2019)
  • Timothy Simon George Stevens

    IRN TXS03883

    • [FCA CF] Client dealing (since 3 Jun 2025)
  • Toufic Khaled Yafaoui

    IRN TKY01001

    • [FCA CF] Client dealing (20 Sep 2023 to 28 Jun 2025)
  • Trevor Page

    IRN TXP00082

    • [FCA CF] Client dealing (15 Mar 2021 to 16 Dec 2022)
  • Vladimir Bobryashov

    IRN VXB01224

    • CF1 Director (24 Feb 2014 to 2 Jun 2014)
    • CF30 Customer (1 Jun 2011 to 2 Jun 2014)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.