Rupert James Preece

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KEYSTONE FINANCIAL LIMITED

    FRN 501917

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (2 Jul 2019 to 8 Dec 2019)
  • Cantor Fitzgerald Europe (no longer approved here)

    FRN 149380

    • CF30 Customer (24 May 2017 to 22 Jun 2018)
  • Renaissance Capital Limited (no longer approved here)

    FRN 186891

    • CF30 Customer (14 Jan 2014 to 24 Oct 2014)
  • VCUK FINANCIAL SERVICES LTD (no longer approved here)

    FRN 460177

    • CF30 Customer (8 May 2013 to 16 Dec 2013)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (25 Aug 2011 to 3 Oct 2012)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF21 Investment Adviser (29 Sep 2004 to 20 Aug 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.