Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 29 Dec 2025)
    • [FCA CF] Client dealing (since 12 Mar 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 26 Mar 2020)
    • SMF16 Compliance Oversight (since 26 Mar 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (9 Dec 2019 to 13 Mar 2025)
    • CF1 Director (18 Oct 2010 to 8 Dec 2019)
    • CF3 Chief Executive (18 Oct 2010 to 8 Dec 2019)
    • CF28 Systems and controls (18 Oct 2010 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (18 Oct 2010 to 16 Nov 2017)
    • CF10 Compliance Oversight (18 Oct 2010 to 12 Jun 2017)
    • CF30 Customer (7 Jul 2010 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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