Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • VCUK FINANCIAL SERVICES LTD (no longer approved here)

    FRN 460177

    • CF1 Director (6 Nov 2007 to 31 Jan 2010)
    • CF10 Compliance Oversight (6 Nov 2007 to 31 Jan 2010)
    • CF11 Money Laundering Reporting (6 Nov 2007 to 31 Jan 2010)
    • CF3 Chief Executive (6 Nov 2007 to 31 Jan 2010)
    • CF30 Customer (6 Nov 2007 to 31 Jan 2010)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF21 Investment Adviser (14 Jan 2002 to 5 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.