Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (6 Nov 2007 to 31 Jan 2010)
- CF10 Compliance Oversight (6 Nov 2007 to 31 Jan 2010)
- CF11 Money Laundering Reporting (6 Nov 2007 to 31 Jan 2010)
- CF3 Chief Executive (6 Nov 2007 to 31 Jan 2010)
- CF30 Customer (6 Nov 2007 to 31 Jan 2010)
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- CF21 Investment Adviser (14 Jan 2002 to 5 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.