VASEY & HARRIS ASSET MANAGEMENT LIMITED

Date authorised
16 November 2016
Companies House
10214397
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Level 7
    One Canada Square
    Canary Wharf
    London
    E14 5AA
    UNITED KINGDOM
    Phone
    +447761815532
    Web
    https://www.vahauk.co.uk

  • Complaints Contact

    Level 7
    One Canada Square
    Canary Wharf
    London
    E14 5AA
    UNITED KINGDOM
    Phone
    +447761815532

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • ANGUS JAMES DUNCAN MARSHALL-ANDREW

    IRN AJM01811

    • CF30 Customer (21 Jun 2018 to 16 Oct 2018)
  • Andrew James Thomas Adamson

    IRN AJA01090

    • CF1 Director (AR) (6 Mar 2017 to 4 Jan 2018)
    • CF30 Customer (6 Mar 2017 to 16 Oct 2018)
  • Chen Xue

    IRN CXX19556

    • SMF3 Executive Director (23 Oct 2021 to 19 Aug 2025)
  • Christopher Mark Watson

    IRN CMW01179

    • CF30 Customer (18 Oct 2018 to 5 Jun 2019)
  • Darshan Lal Dhonsi

    IRN DLD01043

    • SMF3 Executive Director (9 Dec 2019 to 16 Aug 2021)
    • CF1 Director (16 Nov 2016 to 8 Dec 2019)
  • Matteo Tessarollo

    IRN MXT01231

    • CF30 Customer (16 Nov 2016 to 19 Jun 2019)
    • CF1 Director (16 Nov 2016 to 19 Jun 2019)
  • Peter Dante Halloway-Churchill

    IRN PXB01526

    • [FCA CF] Significant management (16 Feb 2021 to 31 Oct 2023)
    • SMF16 Compliance Oversight (16 Feb 2021 to 31 Oct 2023)
    • [FCA CF] CASS oversight function (16 Feb 2021 to 31 Oct 2023)
    • SMF3 Executive Director (16 Feb 2021 to 31 Oct 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (16 Feb 2021 to 31 Oct 2023)
  • Pierre Bruno d'Alancaisez

    IRN PXS02895

    • CF1 Director (AR) (7 Mar 2017 to 4 Dec 2017)
  • Rupert Henry Mayo Morris

    IRN RHM01032

    • CF30 Customer (6 Mar 2017 to 16 Oct 2018)
    • CF1 Director (AR) (6 Mar 2017 to 16 Oct 2018)
  • Sundeep Dhonsi

    IRN SXD01355

    • [FCA CF] Significant management (9 Dec 2019 to 6 Aug 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 21 Feb 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 21 Feb 2021)
    • SMF3 Executive Director (9 Dec 2019 to 11 Aug 2021)
    • CF1 Director (16 Nov 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (16 Nov 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (16 Nov 2016 to 8 Dec 2019)
    • CF30 Customer (16 Nov 2016 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.