Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • VASEY & HARRIS ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 759206

    • CF1 Director (AR) (6 Mar 2017 to 16 Oct 2018)
    • CF30 Customer (6 Mar 2017 to 16 Oct 2018)
  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • CF30 Customer (20 Aug 2010 to 23 Dec 2011)
  • TFS Derivatives Limited (no longer approved here)

    FRN 197244

    • CF30 Customer (1 Nov 2007 to 4 Mar 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.