Sundeep Dhonsi

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited

    FRN 124543

    • [FCA CF] Client dealing (since 18 Aug 2025)
  • Royal Bank of Canada

    FRN 124783

    • [FCA CF] Client dealing (since 18 Aug 2025)
  • Squarepoint Capital LLP (no longer approved here)

    FRN 627994

    • [FCA CF] Client dealing (20 Apr 2023 to 6 Feb 2024)
  • Millennium Capital Partners LLP (no longer approved here)

    FRN 439327

    • [FCA CF] Client dealing (29 Sep 2020 to 20 Oct 2022)
  • VASEY & HARRIS ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 759206

    • SMF3 Executive Director (9 Dec 2019 to 11 Aug 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 6 Aug 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 21 Feb 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 21 Feb 2021)
    • CF1 Director (16 Nov 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (16 Nov 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (16 Nov 2016 to 8 Dec 2019)
    • CF30 Customer (16 Nov 2016 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 12 Jun 2014)
    • CF21 Investment Adviser (8 Jan 2004 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 12 Jun 2014)
    • CF21 Investment Adviser (8 Jan 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.