Andrew James Thomas Adamson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

VASEY & HARRIS ASSET MANAGEMENT LIMITED (no longer approved here)
FRN 759206
- CF30 Customer (6 Mar 2017 to 16 Oct 2018)
- CF1 Director (AR) (6 Mar 2017 to 4 Jan 2018)
Forte Securities Limited (no longer approved here)
FRN 478424
- CF30 Customer (20 Sep 2013 to 28 Mar 2014)
BGC Brokers L.P (no longer approved here)
FRN 454814
- CF30 Customer (20 Aug 2010 to 31 May 2013)
TRADITION FINANCIAL SERVICES LTD. (no longer approved here)
FRN 147543
- CF1 Director (1 Dec 2001 to 30 Apr 2006)
TFS Derivatives Limited (no longer approved here)
FRN 197244
- CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2006)
- CF1 Director (1 Dec 2001 to 30 Apr 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.