Valu-Trac Investment Management Limited

• Principal Place of Business

  Mains of Orton

  Orton

  Fochabers

  Morayshire

  IV32 7QE

  UNITED KINGDOM

  Phone

  +4401343880217

• Complaints Contact

  Mains of Orton

  Orton

  Fochabers

  Morayshire

  IV32 7QE

  UNITED KINGDOM

  Phone

  +4401343880217

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Retail Investment Funds

• Specialist Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Adam Edward Rackley

  IRN AER01047

  • CF1 Director (AR) (7 Nov 2017 to 25 May 2022)
  • CF30 Customer (15 Mar 2016 to 25 May 2022)
• Adrian Geoffrey Bond

  IRN AGB00021

  • SMF16 Compliance Oversight (since 1 Jun 2023)
  • SMF3 Executive Director (since 1 Jun 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Jun 2023)
  • [FCA CF] Significant management (20 Sep 2022 to 9 Aug 2023)
• Aiden Vincent Michael O'Carroll

  IRN AXO00247

  • Director of firm who is not a certification employee or a SMF manager (since 27 Sep 2022)
• Alan Addison

  IRN AXA00710

  • [FCA CF] Significant management (27 Sep 2022 to 4 Dec 2024)
• Alan Alistair Hogg

  IRN AAH01021

  • [FCA CF] Client dealing (since 13 Mar 2020)
  • [FCA CF] Significant management (since 13 Mar 2020)
  • [FCA CF] Material risk taker (since 13 Mar 2020)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 31 Oct 2007)
• Alasdair Hugh Ramsay Dennis

  IRN AXD00024

  • [FCA CF] Significant management (since 13 Mar 2020)
• Alexander Samuel Howie

  IRN AXH00875

  • [FCA CF] Significant management (1 Feb 2023 to 4 Dec 2024)
• Alfred Mark Southwell

  IRN AMS01210

  • CF22 Investment Adviser (Trainee) (12 Feb 2003 to 15 Dec 2003)
• Amul Pradip Pandya

  IRN APP01071

  • CF1 Director (AR) (7 Nov 2017 to 31 Jul 2018)
  • CF30 Customer (18 Aug 2016 to 31 Jul 2018)
• Andrew Lewis

  IRN AML01217

  • Director of firm who is not a certification employee or a SMF manager (since 1 May 2023)

• Woodhill Asset Management LLP (no longer appointed)

  FRN 628944 · Appointed 24 Jul 2014 · Until 29 May 2015

• Martin Petherick (no longer appointed)

  FRN 171043 · Appointed 7 Jul 1994 · Until 12 Aug 2002

No changes recorded yet.