UP Investments Limited

Date authorised
22 October 2015
Companies House
08548999
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10-12 East Parade
    Leeds
    West Yorkshire
    LS1 2BH
    UNITED KINGDOM
    Phone
    +447968746937
    Web
    https://www.investup.co

  • Complaints Contact

    10-12 East Parade
    Leeds
    West Yorkshire
    LS1 2BH
    UNITED KINGDOM
    Phone
    +4402071936305

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Cary Allen Depel

    IRN CAD01074

    • CF11 Money Laundering Reporting (22 Oct 2015 to 21 Jun 2016)
    • CF10 Compliance Oversight (22 Oct 2015 to 21 Jun 2016)
  • Christopher James Bradbury

    IRN CJB01445

    • CF1 Director (22 Oct 2015 to 17 Nov 2017)
  • Daniel Rajkumar

    IRN DXR01758

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (7 Nov 2017 to 8 Dec 2019)
  • David John White

    IRN DJW01450

    • CF1 Director (22 Oct 2015 to 18 Nov 2015)
  • Dominik-Charles Wolf

    IRN DXW01886

    • CF1 Director (22 Oct 2015 to 23 Jul 2016)
  • George St Leger Granville

    IRN GSG01018

    • CF2 Non Executive Director (22 Oct 2015 to 1 Jul 2016)
  • James Dean Milby

    IRN JDM01248

    • CF2 Non Executive Director (22 Oct 2015 to 1 Jul 2016)
  • James Rai

    IRN JXR02252

    • CF1 Director (1 Dec 2015 to 21 Jun 2016)
  • James William Robert Tuckett

    IRN JWT01074

    • CF11 Money Laundering Reporting (5 Jul 2016 to 30 Nov 2016)
    • CF10 Compliance Oversight (5 Jul 2016 to 30 Nov 2016)
    • CF1 Director (22 Oct 2015 to 30 Nov 2016)
    • CF3 Chief Executive (22 Oct 2015 to 30 Nov 2016)
  • Kieron Greeff

    IRN KXG18015

    • SMF16 Compliance Oversight (17 Dec 2019 to 1 Jun 2021)
    • SMF1 Chief Executive (17 Dec 2019 to 1 Jun 2021)
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Recent activity

Updates to this firm's record on the FCA register.

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