Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UP Investments Limited (no longer approved here)

    FRN 652631

    • CF10 Compliance Oversight (5 Jul 2016 to 30 Nov 2016)
    • CF11 Money Laundering Reporting (5 Jul 2016 to 30 Nov 2016)
    • CF1 Director (22 Oct 2015 to 30 Nov 2016)
    • CF3 Chief Executive (22 Oct 2015 to 30 Nov 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.