Cary Allen Depel

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

UP Investments Limited (no longer approved here)
FRN 652631
- CF10 Compliance Oversight (22 Oct 2015 to 21 Jun 2016)
- CF11 Money Laundering Reporting (22 Oct 2015 to 21 Jun 2016)
Gain Capital UK Limited (no longer approved here)
FRN 113942
- CF1 Director (10 Nov 2006 to 18 Jun 2007)
BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)
FRN 155595
- CF14 Risk Assessment (13 Dec 2002 to 14 Mar 2003)
- CF11 Money Laundering Reporting (11 Jul 2002 to 14 Mar 2003)
- CF1 Director (21 Jun 2002 to 14 Mar 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.