George St Leger Granville

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Courtville Partners LLP

    FRN 618176

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF4 Partner (1 Oct 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Oct 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Oct 2014 to 8 Dec 2019)
    • CF30 Customer (1 Oct 2014 to 8 Dec 2019)
  • UP Investments Limited (no longer approved here)

    FRN 652631

    • CF2 Non Executive Director (22 Oct 2015 to 1 Jul 2016)
  • Zebedee Capital Partners LLP (no longer approved here)

    FRN 467032

    • CF30 Customer (7 Aug 2008 to 19 Apr 2010)

Recent activity

Updates to this individual's record on the FCA register.

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