UBS ASSET MANAGEMENT CREDIT INVESTMENTS GROUP (UK) LTD

• Principal Place of Business

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com

• Complaints Contact

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew Henrik Dickinson

  IRN AHD01018

  • CF30 Customer (1 Nov 2007 to 30 Jun 2009)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• Andrew Hyatt Marshak

  IRN AHM01104

  • SMF3 Executive Director (since 18 Dec 2024)
  • [FCA CF] Client dealing (11 May 2023 to 2 Mar 2026)
  • [FCA CF] Manager of certification employee (11 Feb 2022 to 24 Apr 2025)
  • [FCA CF] Significant management (9 Dec 2019 to 2 Mar 2026)
  • [FCA CF] Material risk taker (9 Dec 2019 to 24 Apr 2025)
  • CF29 Significant management (11 Apr 2011 to 8 Dec 2019)
  • CF30 Customer (14 Jan 2011 to 8 Dec 2019)
• Andrew Ian MacLeod

  IRN AIM01022

  • CF26 Customer Trading (22 Nov 2004 to 1 Sep 2006)
• Andrew Mark Dion

  IRN AMD01137

  • CF28 Systems and controls (1 Nov 2007 to 14 May 2008)
  • CF14 Risk Assessment (14 Aug 2006 to 31 Oct 2007)
• Andrew Packer Wilbur

  IRN APW01097

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Nov 2023)
  • [FCA CF] Material risk taker (9 Dec 2019 to 1 Nov 2023)
  • CF30 Customer (15 Jul 2011 to 8 Dec 2019)
• Andrew Paul Hills

  IRN APH01080

  • CF30 Customer (16 Apr 2008 to 10 Jan 2009)
• Andrew Richard Harrison

  IRN ARH01162

  • CF30 Customer (21 Dec 2011 to 31 Jan 2017)
• Angela Dawn Henderson

  IRN ADW01076

  • Director of firm who is not a certification employee or a SMF manager (31 Jan 2020 to 17 Oct 2022)
  • [FCA CF] Material risk taker (9 Dec 2019 to 17 Oct 2022)
  • CF2 Non Executive Director (4 Dec 2015 to 8 Dec 2019)
• Anis Al Gerbi

  IRN AXA00330

  • [FCA CF] Client dealing (13 Jan 2021 to 9 Jul 2021)
• Anna Louise Baker

  IRN ALB01120

  • CF30 Customer (23 Sep 2011 to 30 Jun 2013)

• Credit Suisse Property Investment Management Ltd (no longer appointed)

  FRN 419903 · Appointed 14 Jan 2005 · Until 1 Nov 2010

No changes recorded yet.